Forensic AI & Fractional Chief Audit Executive

Credentialed expertise.
AI-powered delivery.
Accessible pricing.

Clarivus Advisors delivers expert risk, audit, and compliance services to businesses and individuals nationwide — powered by AI tools that deliver faster, deeper results than traditional consulting firms.

CPA CIA CFE CAMS 20+ Years Experience Boca Raton, FL
What sets us apart
100% data coverage
AI analytics test your full transaction population — not 5–10% samples
Days, not weeks
AI-accelerated delivery at a fraction of traditional firm timelines
Flexible engagements
Retainer, project-based, and hourly advisory models tailored to your needs
Serving
Fintech Healthcare HOAs Medical Offices Startups Financial Services

What we do

Six service lines.
One trusted advisor.

01

Risk Assessment & Internal Audit

Fractional Chief Audit Executive services — senior audit leadership with AI-powered analytics that cover 100% of your data population, not just samples.

  • Fractional CAE / Internal Audit Director
  • Enterprise risk assessments
  • SOX readiness & controls testing
  • AI-powered audit analytics
  • Audit committee reporting
Problem

A fintech startup preparing for a Series B raise had never undergone a formal internal audit. Investors flagged the absence of a documented risk framework as a concern during due diligence.

Finding

A risk assessment revealed three critical control gaps: no segregation of duties in payment processing, undocumented access controls for customer data, and no formal incident response policy.

Outcome

A remediation roadmap was delivered within two weeks. The company addressed all critical findings before the investor presentation — and closed the round.

02

Compliance Programs

AML, BSA, and regulatory compliance built by a CAMS-certified specialist. Comprehensive preparation for FinCEN, CFPB, OCC, and state regulatory examinations.

  • AML program build & assessment
  • BSA compliance reviews
  • KYC/CDD policy frameworks
  • Regulatory examination readiness
  • SAR filing procedures
Problem

A payments company received a regulatory inquiry from FinCEN after being flagged for unusual transaction patterns. Their existing AML program was largely undocumented and had not been updated in three years.

Finding

The BSA compliance review identified absent transaction monitoring thresholds, no formal SAR filing procedures, and KYC documentation that covered fewer than 40% of active accounts.

Outcome

A fully documented AML program — including updated policies, monitoring rules, and staff training — was delivered within 30 days, enabling the company to respond to regulators from a position of demonstrated compliance.

03

AI Governance & Forensic Advisory

Understand, document, and govern the risks introduced by AI tools — increasingly required by regulators, investors, and boards across every industry.

  • AI risk assessments
  • AI governance frameworks
  • Fraud risk & forensic analysis
  • Model risk management
  • Emerging fintech compliance
Problem

A financial services firm began using AI-driven decisioning tools for loan approvals but had no documentation of how the models worked, what data they used, or how outcomes were audited — creating significant regulatory exposure.

Finding

The AI governance review revealed no model risk management policy, no audit trail for automated decisions, and potential fair lending concerns stemming from unreviewed training data inputs.

Outcome

A model risk management framework and AI governance policy were implemented, creating the documentation trail required by examiners and reducing the firm's regulatory exposure significantly.

04

Healthcare & Medical Office Compliance

HIPAA compliance frameworks, billing integrity reviews, and internal controls for medical practices that need expert-level oversight at accessible pricing.

  • HIPAA compliance assessments
  • Billing fraud detection
  • Financial controls review
  • Practice risk assessments
Problem

A multi-physician medical practice noticed revenue had plateaued despite a growing patient volume. The practice manager had broad financial access and minimal oversight from the physicians who owned the practice.

Finding

A billing integrity review using AI-powered transaction analysis identified a pattern of duplicate billing, upcoded procedures, and insurance reimbursements that were received but never reconciled to patient accounts.

Outcome

The findings were documented in a forensic report supporting a legal claim. Internal controls were restructured to require dual authorization for all financial transactions above a defined threshold.

05

HOA & Community Association Audit

Independent financial oversight and fraud risk reviews for homeowner associations — protecting community assets with credentialed CFE expertise across financials, vendors, and payroll.

  • Financial statement review
  • Reserve fund audits
  • Vendor fraud detection
  • Compensation & payroll integrity analysis
  • Governance & controls advisory
Problem

An HOA board received a complaint from residents that reserve fund balances were lower than expected given years of collected assessments. The property management company had handled all financial activity with little board oversight.

Finding

The financial review identified recurring vendor invoices from a company with no verifiable business address, payments to a part-time employee at a full-time salary rate, and reserve fund withdrawals that lacked board authorization.

Outcome

Findings were delivered in a risk-rated written report. The board used the documentation to terminate the management agreement, initiate recovery proceedings, and implement new financial controls requiring dual board authorization for all disbursements.

06

High-Net-Worth Individual Oversight

Fully independent financial integrity review for HNW individuals — a credentialed, read-only reviewer with no financial stake, filling the oversight gap no existing advisor can occupy.

  • Disbursement & payment review
  • Payroll & personnel integrity
  • Contract & revenue compliance
  • Advisor & fee accountability
  • Vendor & related-party due diligence
Problem

A high-net-worth individual with a complex financial structure — multiple business interests, a personal staff, and an active endorsement portfolio — had never had anyone independently review whether all contracted revenue was actually being received.

Finding

The review identified two licensing agreements where royalty payments had stopped without notice, a personal assistant processing expense reimbursements without any authorization documentation, and an advisory fee arrangement charging above the contracted rate.

Outcome

All findings were delivered in a confidential, attorney-ready report. Recovered licensing revenue exceeded the cost of the engagement many times over, and new authorization controls were put in place across all disbursement categories.


Our approach

How we work with every client

Every engagement follows the same disciplined process — structured, transparent, and designed to deliver clear findings and actionable outcomes from day one.

01

Discovery & scoping

We begin with a confidential conversation to understand your situation, priorities, and the specific risk areas you want examined. From this we define a clear engagement scope, timeline, and deliverable — no ambiguity on either side.

02

Data collection & access

You provide financial records, documents, and data exports in read-only format. We never hold account credentials, execute transactions, or require direct system access — your data remains fully under your control throughout.

03

AI-powered analysis

Using AI analytics tools, we analyze 100% of the data population — not a sample. This allows us to surface anomalies, patterns, and exceptions that traditional manual review would miss, with significantly faster turnaround.

04

Findings & risk rating

Every finding is documented, evidence-supported, and assigned a risk rating — critical, high, medium, or low. Nothing is included without substantiation, and nothing significant is omitted out of sensitivity.

05

Formal written report

Findings are delivered as a professional written report — clear, structured, and suitable for use by legal counsel, boards, audit committees, or regulators. Executive summary included for stakeholders who need the highlights without the detail.

06

Remediation & follow-through

Where needed, we provide a prioritized remediation roadmap alongside the report. Clients on ongoing retainer arrangements receive quarterly monitoring, ensuring that resolved issues stay resolved and new risks are caught early.


Who we serve

Businesses and individuals of every size

Fintech & Crypto

AML program gaps, BSA deficiencies, regulatory pressure

CAMS-led compliance programs and policy builds for payment processors, crypto firms, and lending startups.

Healthcare & Medical Offices

Billing integrity, fraud risk, internal controls

CFE + healthcare controls expertise for clinics, medical practices, and health-tech companies.

Financial Services

Audit committee needs, risk assessments

CIA-led fractional audit function for RIAs, broker-dealers, wealth managers, and mortgage companies.

HOAs & Community Associations

Reserve fund integrity, vendor fraud, payroll oversight

Independent financial oversight protecting community assets — including compensation integrity reviews and vendor disbursement analysis.

Real Estate & Mortgage

CFPB compliance, fraud detection

Risk assessment and CFE fraud reviews for real estate developers and mortgage companies.

Startups & SMBs

Investor readiness, SOX prep, board reporting

Scalable controls frameworks for growth-stage companies that need enterprise-grade compliance at startup-friendly prices.

About Clarivus Advisors

Built on 20 years of institutional expertise

Clarivus Advisors is a boutique consulting practice offering AI-powered risk assessment, internal audit, and compliance services to businesses and individuals across the country — headquartered in Boca Raton, Florida.

The practice combines deep credentialed expertise with modern AI tooling — delivering the quality of a seasoned specialist at prices accessible to growing businesses that cannot afford traditional consulting firms.

You get a 20-year expert personally on every engagement — not a junior associate — backed by AI tools that deliver the work faster and at lower cost than any traditional firm.

Jean Pierre Kain
CPA · CIA · CFE · CAMS  |  Founder & Principal
Credentials
CPA
Certified Public Accountant
Foundational accounting & financial reporting credibility
CIA
Certified Internal Auditor
Gold standard for internal audit and controls work
CFE
Certified Fraud Examiner
Fraud risk, forensic accounting, investigations
CAMS
Certified AML Specialist
Anti-money laundering, BSA compliance, fintech regulation

Get in touch

Start a conversation

Whether you need a fractional Chief Audit Executive, an AML compliance program, or a fraud risk review — we're ready to help. All inquiries are handled with strict confidentiality.

Location Boca Raton, FL — serving clients nationwide
Engagement models Retainer, project-based & hourly advisory
Response time Within one business day

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